Responsible Entity Services
One Investment Group operates 4 Responsible Entities. Each of these entities holds an Australian Financial Services Licence and is licensed, pursuant to the Corporations Act, to operate financial services businesses and to act as a Responsible Entity for registered managed investment schemes. One Investment Group is well-positioned to assist asset managers looking for a qualified and experienced Responsible Entity for hire.
When acting as a Responsible Entity for hire, One Investment Group’s services can include:
- Scheme registration
- Production of offer documents
- Designing compliance plans
- Monitoring of compliance with constitutions and compliance plans
- Oversight of investment decisions
- Managing adherence to legislative and regulatory requirements
- Custody services
- Appointment and monitoring of external service providers
- Back-office solutions, including:
- Scheme administration
- Fund accounting
- Unit registry
- Portfolio valuation
- Unitholder reporting
As well as acting as a Responsible Entity for hire for registered schemes, One Investment can also act as a Trustee for unregistered schemes.
Latest News
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On 16 December 2011, the Federal Government announced the implementation of the third and final element of the Investment Manager Regime (IMR), which, once enacted will apply retrospectively ... - Consultation Paper – Modernising the Taxation of Trust Income
On 21 November 2011, the Government released a consultation paper relating to the broader reforms for the taxation of trusts in Australia. The Consultation paper is directed ... - ASIC seeks to improve prospectus disclosure
ASIC has released new guidance for issuers of disclosure documents, to assist them in producing documents which are “clear, concise and effective”. The guidance is contained in Regulatory ... - New capital requirements for Responsible Entities
On 7 November 2011, ASIC released details of new financial requirements for responsible entities of registered managed investment schemes.Whilst the changes introduce more onerous financial requirements than the ... - Proposals to tighten financial product advertising
5 September 2011 - On 30 August 2011, ASIC issued a consultation paper seeking feedback on proposals to tighten the rules governing the advertising of financial products.The proposals provide product ...
